we value transparency

We are a firm that values total transparency. 

We're transparent about fees, our investment style, and our processes. 

Below you'll find more details about how we operate and why.

  • Form ADV is the uniform form used by investment advisers to register with both the Securities and Exchange Commission (SEC) and state securities authorities. We're currently registered with the states of California, North Carolina, & Virginia. The ADV Part II is an easy-to-digest brochure that offers more details about our firm.

  • Our clients are our most important asset, and their privacy matters to us. In short, we do not share our clients' private information with anyone unless clients have given us permission and there is a need to know.

  • Our desire to offer clients fair treatment drives everything that we do. Our Code of Ethics offers more detail on how we operate as advisors. 


CAVU Wealth Advisors, LLC is a registered investment advisor (RIA). This website is only intended for clients and interested investors residing in states in which the Advisor is qualified to provide investment advisory services. Please contact CAVU Wealth Advisors, LLC at 925.388.0372 to find out if the investment advisor is qualified to provide investment advisory services in the state where you reside. The Advisor does not attempt to furnish personalized investment advice or services through this website. Past performance is no guarantee of future results. 

Our marketing material should not be construed by any existing or prospective client as a guarantee that they will experience a certain level of results if they engage the advisor’s services and includes lists or rankings published by magazines and other sources which are generally based exclusively on information prepared and submitted by the recognized advisor. 

Use of site 

Your use of this site is provided on an "AS IS" and "AS AVAILABLE" basis. To the full extent permitted under applicable law, CAVU Wealth Advisors, LLC (CAVU) expressly disclaims all warranties of any kind, whether expressed or implied INCLUDING BUT NOT LIMITED TO IMPLIED WARRANTIES OF MERCHANTABILITY, ACCURACY, FITNESS FOR A PARTICULAR PURPOSE, AND NON-INFRINGEMENT. CAVU makes no warranty that: 
  • This site will meet your requirements. 
  • This site will be uninterrupted, timely, secure, or free of viruses, errors, omissions, or other harmful components. 
  • The results that may be obtained from the use of this site will be accurate or reliable. 
  • The quality of any information or other materials obtained by you through this site will meet your expectations. 
  • Any errors or omissions on this site will be corrected. 
  • The data and materials presented or displayed on this site are correct, complete, accurate, or reliable. 

Any content or data downloaded or otherwise obtained through the use of this site is done at your own discretion and risk. Further, you agree that any such information will be used for non-commercial, personal use only, and that you will retain all copyright and other proprietary notices contained on the materials. You may not use, distribute, modify, transmit, or post any content for public or commercial purposes. You will be solely responsible for any damage to your computer system or loss of data that results from the download of any such content. 

Links to material on other sites 

CAVU is not responsible for the collection, use or security of information by companies or organizations outside of CAVU that may be linked to our websites. Links to non-CAVU sites are provided for convenience only and are accessed at your own risk. The information available on these sites has been produced by unaffiliated third parties and CAVU does not guarantee its timeliness, sequence, accuracy, adequacy or completeness and make no warranties with respect to results to be obtained from its use. Any opinions or recommendations expressed therein are solely those of the third party information providers and are not the opinions or recommendations of CAVU. No endorsement of third party products, services or information is expressed or implied by any information, material or content referred to or included on, or linked from or to this website. Under no circumstances should the information be construed as an offer to sell or solicitation of an offer to buy a particular security. Consumers are encouraged to read the privacy policies of websites reached through the use of links from the CAVU website.